Lighthouse Financial Planning

lighthouse financial planning, llc

Regulatory Notices

Important Regulatory, Compliance and other Notifications

State Registration:
  Lighthouse Financial Planning, LLC, is a Registered Investment Advisor with the States of Maryland and Virginia.  Barry R. Korb is an Investor Advisor Representative and a Registered Insurance Advisor (Life and Health) with the State of Maryland.  Lighthouse Financial Planning LLC has and will serve clients in other states and is committed to register with any state before its client count in such state exceeds such state's applicable "de minimus" exemptions or exclusions.

Regulatory Disclosure:  Lighthouse Financial Planning, LLC provides all clients with its ADV Disclosure Brochure at least 48 hours before they sign any engagement agreement.  All potential clients are encouraged to read this document carefully.

Investment Advice Disclaimer:  Information on this website is for educational and informational purposes only.  It is not intended as an offer or solicitation for the purchase of sale of any financial instrument or as an official confirmation of any engagement or transaction.  All market prices, data and other information are not warranted as to completeness or accuracy and are subject to change without notice.

Confidentiality of Client Information:  Lighthouse Financial Planning, LLC treats all information provided by clients and potential clients as confidential.  Interested individuals should read Lighthouse Financial Planning, LLC's Privacy Statement.

Trade Name Registration:  "Lighthouse Financial Planning, LLC" is a State of Maryland Registered Trade Name.

Virus Disclaimer:  While this website and any attachments or transmission from it are believed to be free of any virus or other defect that might affect any computer system into which it is received and opened, it is the responsibility of the recipient to ensure that it is virus free.  No responsibility is accepted by Lighthouse Financial Planning, LLC or any of its affiliates or related parties for any loss or damage arising in any way from their use.

External Link Disclaimer:  External links provided on this website are for educational and information purposes only.  Lighthouse Financial Planning, LLC does not warrant the accuracy, completeness, applicability, security or any other characteristic of the information presented on such sites.  Inclusion of such links is not meant to endorse or recommend any product, service or entity. Lighthouse Financial offers Docubank services to selected clients but can not be responsible for the reliability or availability of the service or accuracy of information stored.



1515 Allview Drive
(Near Falls Road & Interstate 270)
Potomac, MD 20854

Phone: 301.996.7044   
Fax : 301.424.7044